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Future of Financial Advice Reform: the Changing Content and Nature of the ‘Best Interests Obligation'

หน่วยงาน Central Queensland University, Australia

รายละเอียด

ชื่อเรื่อง : Future of Financial Advice Reform: the Changing Content and Nature of the ‘Best Interests Obligation'
นักวิจัย : Richardson, Kristy. , Faculty of Arts, Business, Informatics and Education , Butler, Jennifer. , Faculty of Arts, Business, Informatics and Education , Bruce, Ken. , Faculty of Arts, Business, Informatics and Education
คำค้น : Financial Advice , Financial Planning , Professionalism
หน่วยงาน : Central Queensland University, Australia
ผู้ร่วมงาน : -
ปีพิมพ์ : 2555
อ้างอิง : http://hdl.cqu.edu.au/10018/931365 , acquire1-20130327-110924 , cqu:9372
ที่มา : -
ความเชี่ยวชาญ : -
ความสัมพันธ์ : -
ขอบเขตของเนื้อหา : -
บทคัดย่อ/คำอธิบาย :

In 2009, the Parliamentary Joint Committee on Corporations and Financial Services questioned whether the formulation of a statutory fiduciary duty might ensure that client-focused advice was provided to financial service clients. In 2012, amendments were made to the Corporations Act 2001 (Cth) in response to the Joint Committee’s recommendations. This paper examines the evolution of the ‘best interests obligation’ to demonstrate that the statutory obligation now in place in the Corporations Act does not an enact a statutory fiduciary duty.

บรรณานุกรม :
Richardson, Kristy. , Faculty of Arts, Business, Informatics and Education , Butler, Jennifer. , Faculty of Arts, Business, Informatics and Education , Bruce, Ken. , Faculty of Arts, Business, Informatics and Education . (2555). Future of Financial Advice Reform: the Changing Content and Nature of the ‘Best Interests Obligation'.
    กรุงเทพมหานคร : Central Queensland University, Australia.
Richardson, Kristy. , Faculty of Arts, Business, Informatics and Education , Butler, Jennifer. , Faculty of Arts, Business, Informatics and Education , Bruce, Ken. , Faculty of Arts, Business, Informatics and Education . 2555. "Future of Financial Advice Reform: the Changing Content and Nature of the ‘Best Interests Obligation'".
    กรุงเทพมหานคร : Central Queensland University, Australia.
Richardson, Kristy. , Faculty of Arts, Business, Informatics and Education , Butler, Jennifer. , Faculty of Arts, Business, Informatics and Education , Bruce, Ken. , Faculty of Arts, Business, Informatics and Education . "Future of Financial Advice Reform: the Changing Content and Nature of the ‘Best Interests Obligation'."
    กรุงเทพมหานคร : Central Queensland University, Australia, 2555. Print.
Richardson, Kristy. , Faculty of Arts, Business, Informatics and Education , Butler, Jennifer. , Faculty of Arts, Business, Informatics and Education , Bruce, Ken. , Faculty of Arts, Business, Informatics and Education . Future of Financial Advice Reform: the Changing Content and Nature of the ‘Best Interests Obligation'. กรุงเทพมหานคร : Central Queensland University, Australia; 2555.